• Report to Head of Legal & Compliance
• Provide legal and compliance advice and solution to management and departments
• Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations
• Keep abreast on regulatory developments and advise management and departments accordingly
• Handle head office’s enquiry and reporting requirements and prepare ad hoc reports at the request of management
• Coordinate with other departments on legal, compliance and company secretarial matters
• Liaise with government bodies and handle regulators’ enquiry, notification requirement, reporting, inspection and investigation
• Work with external lawyers and other professional advisers and deal with auditors
• Perform ad-hoc assignments
• Supervise junior team members to perform the day-to-day operations of the department

• Degree holder in Law or other related disciplines; qualified lawyer or chartered secretary preferred but not essential
• Minimum 5 years’ relevant experience in sizable financial institutions, professional firms or regulatory bodies
• Familiar with securities laws and regulations, SFC rules and regulations, Exchange Rules, Listing Rules and Companies Ordinance
• Good understanding of financial products, GMRA, GMSLA, ISDA, operations of securities firm and asset management company, FRR, FATCA and CRS is an advantage
• Good command in both spoken and written English and Chinese (including Mandarin)
• More experience will be considered as Senior Manager

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Current securities practitioner or individuals who are interested in working in securities industry or
• Exposure in banking and finance industry with relevant experience in handling wealth management products
• Possessed a good client base in Securities, Futures and Options (or high net worth client base)
• Coordinate with internal sales forces to facilitate sales activities,such as investment products, bonds, stocks, futures, etc.

• Form 5 or above (and Graduates from Mainland China are welcomed)
• Obtained qualifications in examination paper 1, 7 and 8 ( or eligible to apply for  SFC license Type 1, Type 2, Type 9 )

 (Candidates with more experience will be considered for senior positions.)

Benefits:

• 5-day work week
• Competitive commission
• Good development and promotion opportunities
• Comprehensive on-the-job training

Work Location:

• Admiralty, Causeway Bay or Mongkok Branch

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com, or callMs. Lau at 3609-6968.

 All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Responsible for Rates & Credit Department liquidity management. In charge of daily Repo, Reverse Repo and cash flow management.
• Rates and Credit trading, including high grade and high yield papers.
• Prepare daily & monthly reports to related departments.
• Cooperate with Sales Trading Department and DCM Department.
• Work closely with other traders to complete Division project.

• University graduate or above
• Good knowledge of Fixed Income Products and ALM
• 1+ year or above trading experience in rate & credit markets, will be a plus with tracking records, money market and ALM experience
• Proficiency in MS Office applications, including MS Word & Excel, VBA, PowerPoint and Chinese word processing     
• Be proactive, aggressive and a team player with good integrity
• Proficient in both written and spoken English and Mandarin

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Providing support to senior sales and help execute trades
• Existing client network of fixed income trader/portfolio managers across the buy side segment
• Preparing presentations, pitches, proposals, client materials and the supporting analysis
• Ability to create, develop and execute upon regional sales strategies 

• University graduate or above
• Good knowledge of Fixed Income Products
• Strong client network in China/HK/Taiwan preferred
• Proficiency in MS Office applications, including MS Word & Excel, VBA, PowerPoint and Chinese word processing  
• Be proactive, aggressive and a team player with good integrity
• Proficient in both written and spoken English and Mandarin

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Originate and Execute DCM transactions and work closely with other professional parties and internal stakeholders
• Perform deal sourcing, documentation, marketing and placing
• Distribute primary fixed income products to both new and existing investors
• Build relationships with issuers, DCM peers and investors to bring in more quality deals
• Lead in client pitches, on-going business development and idea generation for the team

• University graduate or above / holder of professional qualification equivalent in Finance
• Strong business acumen, good analytical, interpersonal and communication skills
• Good command of written and spoken English and Chinese, native speaker in English is a plus
• Good PC knowledge including MS Word, Excel and PowerPoint

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Design, implement and troubleshooting the and configure networking equipment, such as firewalls, routers and switches
• Monitor the healthiness of enterprise network, performance and security control and troubleshoot irregularities & problems
• Create and Maintain documentation for network technical
• Liaise with external vendors on upgrade and maintenance work

• Higher Diploma or above in Computer Science or in relevant disciplines;
• At least 2 years working experience in network administration.
• Knowledge of LAN/WAN infrastructure and related products (Layer 2/3 switch, Router, Firewall, VPN, VoIP, Wireless Controller and WIFI Access Point)
• Experience in handling client support calls and provides on-site troubleshooting services.
• Good command of problem solving and communication skill.
• Excellent communication skill in both written/spoken English and Chinese
• Holder of CCNA highly preferred
• Self-motivated and willing to learn new technology
• Candidate with less experience will also be considered

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Provide daily IT helpdesk support services to the users including hardware, software, system and related issues;
• Perform user account & access administration;
• Maintain hardware, software installation and troubleshooting which including various software applications;
• Ensure daily system and Data Backup are properly maintained;
• Maintain inventory record of computer hardware;
• Perform routine system health check and process.

• Diploma in Information Technology, Computer Science related disciplines or above;
• 1-2 years relevant experience in Technical Support;
• Familiar with Microsoft Windows, Workstation OS, Microsoft Office and Windows Application;
• Independent, hardworking, mature and able to work under pressure;
• Self-motivated, quick response , strong problem solving and analytical skills;
• Good written and spoken English and Cantonese. Mandarin would be an advantage;
• Shift duty is required and allowance will be granted.

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Project Executive / Assistant Project Manager, key responsibilities include:
• Coordinate with Application team for system/service designs and implementation
• Prepare documents for the whole project implementation, such as Requirement Specification, Wireframe, Test Plan etc.
• Manage and coordinate internal resources and external vendors on different projects 
• Perform testing to make sure the final product are in good quality with no defect
• Coordinate with various parties for service launch

• At least 2 years in I.T. project experience
• Familiar with Windows server, deskside solutions (windows os), exchange, SQL, vmware, network, security, data center
• Extensive experience in managing or coordinating Infrastructure projects (such as setup, migrate, upgrade project)
• Experiences in securities brokerage firm will be an advantage.

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Handle daily booking and settlement process of Investment Funds, securities, F&O and OTC products
• Liaise with front office, brokers, IT and/or custodians to resolve trade and settlement issues
• Handle daily cash in and out
• Prepare daily reconciliation reports to Supervisor
• Provide other administrative support for the department
• Handle ad hoc projects as assigned
• Daily trade documents filing

• At least 2 year relevant working experience in banking or securities field
• Good PC knowledge including Excel and MS Word
• Good command of written and spoken English, Cantonese and Mandarin
• Willing to learn, detail-minded, independent and initiative

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Assistant to supervise a team to perform daily settlement of Equities, Futures & Commodities , OTC & Fixed Income and Derivatives Market
• Assistant to monitor daily operations of Settlement Department to provide good quality of services, minimize operational risk and to streamline workflow.
• Handle the regular statutory reporting.
• Support new products settlement e.g. FX, MM & other derivative investment products.
• Formulate and implement appropriate policies and procedures to cope with the Group and the statutory requirements.
• Coordinate and conduct settlement related system modifications and/or enhancements to meet with business needs.
• Handle other ad-hoc projects as assigned by management from time to time.
• Handle the regular statutory reporting.

• University Degree in Business Administration, Finance or related disciplines
• Minimum 5 years solid experience on handling Exchange-Traded and OTC products and familiar with the reporting procedure of US IRS QI, FATCA, and HK CRS.
• Good understanding of statutory requirements onequities and futures business.
• Knowledge on derivative product settlement such as NDF, IRS and CCS will be an advantage.  
• Extensive experience on process re-engineering and system enhancement projects.
• Good team player and able to work under pressure, with good leadership, analytical, and communication skills.
• Good command of written and spoken English, Mandarin and Cantonese.

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• Provide quality dealing services in major securities and futures markets;
• Ensure to carry out the dealing activities accurately and efficiently, and also to be compliance with regulatory requirements;
• Liaise with sales, customers and counterparties regarding the dealing matters;
• Provide support to the department’s administrative works and daily operation;
• Provide support to the ad-hoc projects.

• Secondary education or above;
• Min. 2 years or above of relevant experience;
• Good understanding of securities/derivatives products and their trading operations for local and foreign markets will be preferred;
• Willing to take shift-duties;
• Fluent in both spoken and written English, Cantonese and Mandarin;
• With qualification obtained as dealer's representative for Regulated Activities Type 1 & 2 under SFC;
• Good interpersonal and communication skills, able to work effectively under pressure and be a team player.

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

• University graduates
• Good interpersonal and communication skills
• Exposure in banking and finance industry with relevant experience in handling wealth management products
• Possessed a good client base in Securities, Futures and Options (or high net worth client base)
• Professional of the same industry are welcomed to join

• Graduates from Mainland China are welcomed
• Obtained qualifications in examination paper 1, 7 and 8 ( or eligible to apply for SFC license Type 1, Type 2, Type 9)

Benefits：

• 5-day work 
• Competitive commission scheme
• Good development and promotion opportunities
• Comprehensive on-the-job training
• With basic salary (negotiable)

Work Location：

• Causeway Bay

Please send your detailed resume, including present and expected salary as well as available date, to Human Resources Department, SinoPac Securities (Asia) Limited, 7th Floor, Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong, or  e-mail to recruitment.spsa@sinopac.com, or call Ms. Tiffany Cheng at 2586-8875.

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.